6B_1188/2018: Usa­bi­li­ty of pri­va­te dash­cam recor­dings in cri­mi­nal pro­ce­e­dings denied here

The Fede­ral Supre­me Court has ruled in the Judgment 6B_1188/2018 of 26 Sep­tem­ber 2019 to con­tro­ver­si­al issue under which cir­cum­stances pri­va­te recor­dings from dash­cam came­ras can be used in cri­mi­nal pro­ce­e­dings. The District Court of Bülach had affirm­ed the usa­bi­li­ty in the pre­sent case, as did the Hig­her Court of Zurich.

The BGer starts from the estab­lished practice,

that evi­dence obtai­ned ille­gal­ly by pri­va­te per­sons can only be used if it could have been lawful­ly obtai­ned by the pro­se­cu­ting aut­ho­ri­ties and a cumu­la­ti­ve weig­hing of inte­rests speaks in favor of its use […].

In the weig­hing of inte­rests, it was also neces­sa­ry to depart from the sta­tu­to­ry weig­hing of inte­rests in Art. 141 para. 2 StPO to be assumed:

2 Evi­dence that cri­mi­nal aut­ho­ri­ties have obtai­ned in a cri­mi­nal man­ner or in breach of vali­di­ty regu­la­ti­ons may not be used unless its use is essen­ti­al for the inve­sti­ga­ti­on of serious cri­mi­nal offences.

Alt­hough this pro­vi­si­on refers only to evi­dence coll­ec­ted by cri­mi­nal aut­ho­ri­ties, it also applies to pri­va­te indi­vi­du­als, because:

From the point of view of the accu­sed per­son, it is irrele­vant by whom the evi­dence was coll­ec­ted that he or she is con­fron­ted with in cri­mi­nal pro­ce­e­dings against him or her. It the­r­e­fo­re seems appro­pria­te to app­ly the same stan­dard for the weig­hing of inte­rests in the sen­se of the abo­ve-men­tio­ned case law as for evi­dence coll­ec­ted by the state.

Next, dash­cam recor­dings are not reco­gnizable and the­r­e­fo­re con­tra­ry to data pro­tec­tion (Art. 12 para. 2 lit. a FADP), which is pro­ba­b­ly cor­rect, but leads to the exci­ting que­sti­on of whe­ther a justi­fi­ca­ti­on within the mea­ning of Art. 13 para. 1 FADP leads to the fact that the justi­fi­a­bly coll­ec­ted evi­dence con­tra­ry to data pro­tec­tion beco­mes usable. The Fede­ral Supre­me Court ans­we­red this que­sti­on in the nega­ti­ve, becau­se dif­fe­rent cri­te­ria app­ly in cri­mi­nal pro­ce­e­dings than in pri­va­te data pro­tec­tion law:

The que­sti­on of whe­ther a justi­fi­ca­ti­on pur­su­ant to Art. 13 (1) FADP exists must be weig­hed against the inte­rests of the data pro­ces­sor and tho­se of the inju­red per­son […]. On the other hand, when it comes to the que­sti­on of the usa­bi­li­ty of evi­dence in cri­mi­nal pro­ce­e­dings, the state’s cla­im to punish­ment and the accu­sed person’s cla­im to a fair tri­al are pri­ma­ri­ly decisi­ve; the inte­rests of the pri­va­te data pro­ces­sor take a back seat.

Sin­ce the coll­ec­tion of evi­dence was the­r­e­fo­re unlawful and did not ser­ve to cla­ri­fy a serious crime, the dash­cam recor­dings were not usable.

The ruling is strict and lea­ves que­sti­ons open or offers start­ing points for cri­ti­cism:

  • If the data coll­ec­tion was justi­fi­ed under data pro­tec­tion law (which was not to be exami­ned here, but is justi­fia­ble), to what ext­ent would the right to a fair tri­al be vio­la­ted? After all, the justi­fi­ca­ti­on of the non-trans­pa­rent recor­ding would also have to take into account the fact that the dash­cam recor­dings ser­ve to pre­ser­ve evi­dence, also with regard to cri­mi­nal pro­ce­e­dings; the balan­cing of inte­rests in data pro­tec­tion law is com­pre­hen­si­ve. In other words, should­n’t the con­cerns of the Fede­ral Supre­me Court have been inclu­ded in the balan­cing of inte­rests under data pro­tec­tion law, instead of just exclu­ding this balan­cing here? In any case, the result of the Fede­ral Supre­me Court’s approach is mere­ly to com­ple­te­ly exclude the inte­rest in dash­cam recordings.
  • Does it real­ly make no dif­fe­rence to the per­son con­cer­ned whe­ther Law enforce­ment coll­ect evi­dence in an unlawful man­ner or whe­ther Pri­va­te Coll­ec­ting evi­dence in vio­la­ti­on of trans­pa­ren­cy rules? The inte­rests of the per­son con­cer­ned are com­ple­te­ly dif­fe­rent in each case. And this is all the more true if the pri­va­te recor­ding were mate­ri­al­ly justi­fi­ed. It would have been all the more important to exami­ne this question.
  • The pro­hi­bi­ti­on of the use of ille­gal­ly obtai­ned evi­dence is also justi­fi­ed by the unity of the legal order. But does­n’t the unity of the legal order requi­re that the justi­fi­ca­ti­on under data pro­tec­tion law also per­mits explo­ita­ti­on in cri­mi­nal proceedings?

In any case, it can­not be infer­red from the ruling that evi­dence obtai­ned in vio­la­ti­on of data pro­tec­tion also in civil pro­ce­e­dings are only usable in rare excep­ti­ons. Here, accor­ding to Art. 152 Para. 2 ZPO, a free balan­cing of inte­rests applies; a legal con­cre­tizati­on or balan­cing is miss­ing. This can play a role in the employment con­text, for exam­p­le, if an employer has coll­ec­ted infor­ma­ti­on about vio­la­ti­ons in a way that may not meet all the requi­re­ments of data pro­tec­tion law – which are par­ti­cu­lar­ly vague in this case.

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