Take-Aways (AI)
  • The FAC con­firms that con­fi­den­tia­li­ty agree­ments pro­ve the inten­ti­on to main­tain con­fi­den­tia­li­ty, but that an objec­ti­ve inte­rest in con­fi­den­tia­li­ty and the rela­ti­ve unfa­mi­lia­ri­ty of the facts must be exami­ned individually.
  • ENSI must tria­ge the docu­ments in a dif­fe­ren­tia­ted man­ner and justi­fy indi­vi­du­al­ly which parts of the text are to be with­held in accordance with Art. 7 of the Fede­ral Act; the appli­cant may be char­ged for the work and costs involved.

In the pre­sent decis­i­on A‑1432/2016 of the FAC, it was dis­pu­ted whe­ther Green­peace has a right to inspect docu­ments of Axpo con­cer­ning the Bez­nau NPP based on BGÖ. Spe­ci­fi­cal­ly, this con­cer­ned a docu­ment of around 950 pages on the wear and tear of the pres­su­re ves­sel. ENSI, as the lower court, had denied access in its entirety.

The dis­pu­te befo­re the FAC was pri­ma­ri­ly whe­ther the docu­ments in que­sti­on were Pro­fes­sio­nal, trade or manu­fac­tu­ring secrets within the mea­ning of Art. 7 para. 1 lit. g of the Fede­ral Con­sti­tu­tio­nal Court. In this con­text, the Fede­ral Con­sti­tu­tio­nal Court first sta­tes that the exi­stence of a Con­fi­den­tia­li­ty agree­ment with refe­rence to infor­ma­ti­on in the rele­vant docu­ments docu­ments the sub­jec­ti­ve inten­ti­on to main­tain sec­re­cy, but that it must nevert­hel­ess be exami­ned in the indi­vi­du­al case whe­ther the­re is also an objec­ti­ve inte­rest in main­tai­ning the sec­re­cy of the rele­vant facts and the­se facts are rela­tively unknown. The FAC affirms the­se requi­re­ments in the pre­sent case.

As a result, a Weig­hing of inte­rests bet­ween the inte­rests in sec­re­cy and the inte­rest in trans­pa­ren­cy. In this case, the inte­rests in sec­re­cy pre­vail, alt­hough the­re is a con­sidera­ble inte­rest in trans­pa­ren­cy here in the con­text of the safe­ty of the Bez­nau NPP, becau­se the docu­ments affec­ted by the access request are sum­ma­ri­zed in a docu­ment available to Green­peace and becau­se publi­ca­ti­on of the trade secrets could cau­se con­sidera­ble damage.

In prin­ci­ple, the­r­e­fo­re, the docu­ment would only have to be dis­c­lo­sed to the ext­ent that it did not con­tain any busi­ness secrets. ENSI had, howe­ver, refu­sed access in its enti­re­ty, becau­se the Tria­ge effort secret and non-secret infor­ma­ti­on dis­pro­por­tio­na­te­ly high was. Here, the BVGer con­tra­dicts ENSI:

[…] a dif­fe­ren­tia­ti­on of infor­ma­ti­on to be car­ri­ed out in the sen­se descri­bed […] ent­ails exten­si­ve work. Howe­ver, it can be assu­med that the legis­la­tor will also per­mit par­ti­cu­lar­ly com­plex requests, pro­vi­ded that they do not vir­tual­ly para­ly­ze the cour­se of busi­ness of the aut­ho­ri­ty.[…]. All in all – in respect of the legis­la­ti­ve will for the most trans­pa­rent admi­ni­stra­ti­on pos­si­ble and the widest pos­si­ble dis­clo­sure of infor­ma­ti­on – it is neces­sa­ry to the expen­ses clai­med by the lower court as well as the respon­dent, neither the respon­dent nor the lower court cla­im that the dif­fe­ren­tia­ti­on of the data is com­ple­te­ly impos­si­ble. Fur­ther­mo­re, the Costs in prin­ci­ple be char­ged to the access appli­cant (Art. 17 (1) FCO).

For the cor­re­spon­din­gly requi­red tria­ge, the FAC refers the mat­ter back to ENSI as the spe­cia­list aut­ho­ri­ty. The third-par­ty com­pa­nies affec­ted by the infor­ma­ti­on are to be given the oppor­tu­ni­ty to com­ment. ENSI also had to

[…] to take into account that in the case of a non-obvious exi­stence of an excep­tio­nal rea­son within the mea­ning of Art. 7 para. 1 BGÖ in prin­ci­ple, for each docu­ment or text pas­sa­ge for which it intends to rest­rict or refu­se access, it must explain why it con­siders an excep­tio­nal cir­cum­stance within the mea­ning of Art. 7 para. 1 of the Fede­ral Law on Civil Pro­ce­du­re to be ful­fil­led.[…]. Under cer­tain cir­cum­stances, in order to pro­tect inte­rests that con­flict with access, it may be neces­sa­ry para­phra­sed ratio­na­le to eva­de. Howe­ver, as a rule, gene­ral or fun­da­men­tal con­side­ra­ti­ons are not suf­fi­ci­ent to rest­rict the right of access under Art. 7 of the Code of Civil Procedure[…].

As part of the reas­sess­ment, ENSI must also con­sider whe­ther access to infor­ma­ti­on within the mea­ning of Art. 7 para. 1 lit. c of the Fede­ral Act would also be likely to jeo­par­di­ze Switzerland’s inter­nal or exter­nal security:

Whe­ther tho­se cate­go­ries of infor­ma­ti­on which do not have the qua­li­ty to be cover­ed by Art. 7 para. 1 let. g Fede­ral Act (cf. E. 5.6.4) and sub­se­quent­ly have to be dis­c­lo­sed, then also not as rele­vant to safe­ty in the sen­se of the excep­ti­on in Art. 7 para. 2 let. c of the Fede­ral Law on Civil Pro­ce­du­re (BGÖ). will have to be exami­ned in a dif­fe­ren­tia­ted man­ner in the cour­se of the reas­sess­ment by the lower court and in the light of the abo­ve-men­tio­ned case law of the Fede­ral Supre­me Court.