Take-Aways (AI)
  • APRA is a bi-par­ti­san, cross-sec­tor US draft for com­pre­hen­si­ve con­su­mer data pro­tec­tion, based on ADPPA, COPRA and part­ly GDPR principles.
  • Scope of regu­la­ti­on: data mini­mizati­on, rights (infor­ma­ti­on, dele­ti­on, objec­tion), data secu­ri­ty, DPO obli­ga­ti­on and spe­cial obli­ga­ti­ons for lar­ge plat­forms and data brokers.
  • APRA con­ta­ins spe­ci­fic rules for algorithms/AI, inclu­ding risk impact assess­ments, infor­ma­ti­on obli­ga­ti­ons and rights of objec­tion for decis­i­on-rele­vant applications.

In the USA, a new attempt is being made to intro­du­ce cross-sec­tor and natio­nal regu­la­ti­on of core data pro­tec­tion in the form of the “Ame­ri­can Pri­va­cy Rights Act” (APRA):

The APRA is curr­ent­ly a dis­cus­sion draft, but it is sup­port­ed by both par­ties (“bipar­ti­san”) and the­r­e­fo­re has a slight­ly bet­ter chan­ce than pre­vious attempts such as the ADPPAHowe­ver, the con­tent of the APRA is based on the ADPPA and the Fede­ral Con­su­mer Online Pri­va­cy Rights Act (COPRA). Cer­tain simi­la­ri­ties with the GDPR are also obvious, even if the ter­mi­no­lo­gy dif­fers of cour­se (e.g. “cover­ed enti­ties” instead of “con­trol­lers”). APRA is limi­t­ed to the pri­va­te sec­tor and exclu­des com­pa­nies with less than USD 40M tur­no­ver and data of less than 200,000 con­su­mers as long as they do not sell per­so­nal data.

The APRA regu­la­tes on 53 pages in 24 sec­tions, among other things, cer­tain Prin­ci­ples (e.g. for data mini­mizati­on), Right (e.g. a right to object to adver­ti­sing, a right to infor­ma­ti­on or a right to era­su­re), con­sent errequi­re­ments for the dis­clo­sure of sen­si­ti­ve data to third par­ties, pro­vi­si­ons on the Data secu­ri­tythe duty, DPOs to order, and Spe­cial requi­re­ments for cer­tain com­pa­niesfor exam­p­le, par­ti­cu­lar­ly lar­ge social net­works with spe­cial reach and data brokers.

With refe­rence to cer­tain Algo­rith­ms APRA also con­ta­ins its own regu­la­ti­on. Becau­se algo­rith­ms is a defi­ned term that is tail­o­red to AI appli­ca­ti­ons (even if the defi­ni­ti­on is broa­der), APRA is also a rudi­men­ta­ry AI regu­la­ti­on that fits into the gro­wing canon of cor­re­spon­ding regu­la­ti­ons. To the ext­ent that com­pa­nies app­ly the AI Act as a glo­bal stan­dard, which is part­ly the case and will cer­tain­ly incre­a­sing­ly be the case, the APRA requi­re­ments are essen­ti­al­ly com­pa­ti­ble. When using recor­ded algo­rith­ms, lar­ge con­trol­lers must car­ry out a risk impact assess­ment for sen­si­ti­ve are­as of appli­ca­ti­on (e.g. in the work­place or health sec­tor, or when using par­ti­cu­lar­ly sen­si­ti­ve data), and if algo­rith­ms make decis­i­ons or faci­li­ta­te human decis­i­ons, infor­ma­ti­on obli­ga­ti­ons and a right to object are pro­vi­ded for.

The APRA is struc­tu­red as follows:

  • Sec. 1 Short tit­le; table of contents.
  • Sec. 2 Definitions.
  • Sec. 3 Data minimization.
  • Sec. 4 Transparency
  • Sec. 5 Indi­vi­du­al con­trol over cover­ed data.
  • Sec. 6 Opt-out rights and cen­tra­li­zed mechanism.
  • Sec. 7 Inter­fe­rence with con­su­mer rights.
  • Sec. 8 Pro­hi­bi­ti­on on deni­al of ser­vice and wai­ver of rights.
  • Sec. 9 Data secu­ri­ty and pro­tec­tion of cover­ed data.
  • Sec. 10 Exe­cu­ti­ve responsibility.
  • Sec. 11 Ser­vice pro­vi­ders and third parties.
  • Sec. 12 Data brokers.
  • Sec. 13 Civil rights and algorithms.
  • Sec. 14 Con­se­quen­ti­al decis­i­on opt out.
  • Sec. 15 Com­mis­si­on appro­ved com­pli­ance guidelines.
  • Sec. 16 Pri­va­cy-enhan­cing tech­no­lo­gy pilot program.
  • Sec. 17 Enforce­ment by the Fede­ral Trade Commission.
  • Sec. 18 Enforce­ment by States.
  • Sec. 19 Enforce­ment by individuals.
  • Sec. 20. Rela­ti­on to other laws.
  • Sec. 21 Children’s Online Pri­va­cy Pro­tec­tion Act of 1998.
  • Sec. 22 Ter­mi­na­ti­on of FTC rule­ma­king on com­mer­cial sur­veil­lan­ce and data security.
  • Sec. 23 Severability.
  • Sec. 24 Effec­ti­ve date.