BVGer, A‑4903/2016: Offi­ci­al docu­ments of can­to­nal aut­ho­ri­ties can also fall under the BGÖ

The FAC had in the pre­sent decis­i­on of May 22, 2017 a que­sti­on of the mate­ri­al scope of appli­ca­ti­on of the BGÖ to cla­ri­fy the situa­ti­on. The back­ground was requests to the Fede­ral Social Insu­rance Office (FSIO) for access to a nati­on­wi­de list of doc­tors from the Regio­nal Medi­cal Ser­vices (RAD) and to names and other data on employees of the IV offices. The FOPH par­ti­al­ly refu­sed access and infor­med the IV offices. As a result, the FDPIC recei­ved a lar­ger num­ber of requests for arbi­tra­ti­on from affec­ted phy­si­ci­ans. Nevert­hel­ess, the FDPIC recom­men­ded that the FSIO grant access to the names as reque­sted. The FSIO then issued appealable rulings on access, which were con­te­sted befo­re the Fede­ral Admi­ni­stra­ti­ve Court.

Among other things, it was dis­pu­ted whe­ther the can­to­nal IV offices are sub­ject to the Fede­ral Admi­ni­stra­ti­ve Court at all. In this regard, the FAC sta­tes that the lower instance, the FSIO, as part of the fede­ral admi­ni­stra­ti­on, is sub­ject to the Fede­ral Admi­ni­stra­ti­ve Code, so that in prin­ci­ple the­re is a right of access to offi­ci­al docu­ments in the pos­ses­si­on of the FSIO. The fact that the can­to­nal IV offices are not sub­ject to the Fede­ral Act does not chan­ge this:

5.2 It is pro­ba­b­ly true that the can­to­nal IV offices from which the lower court recei­ved the afo­re­men­tio­ned infor­ma­ti­on are not them­sel­ves sub­ject to the Fede­ral Supre­me Court […]. Howe­ver, the fact that infor­ma­ti­on ori­gi­na­tes from an orga­nizati­on or per­son that is not its­elf sub­ject to the FCO does not pre­clude the appli­ca­ti­on of this law. (cf. Mes­sa­ge, p. 1993; regar­ding infor­ma­ti­on ori­gi­na­ting from pri­va­te per­sons also BVGE 2013/50 E. 5.2). The decisi­ve fac­tor is the­r­e­fo­re whe­ther the aut­ho­ri­ty which is in pos­ses­si­on of the infor­ma­ti­on within the mea­ning of Art. 5(1)(b) FCO is sub­ject to the FCO. This under­stan­ding results only from the juris­dic­tion stan­dard of Art. 10 para. 1 FSIO, accor­ding to which access requests are to be addres­sed to the aut­ho­ri­ty “which has drawn up the docu­ment or recei­ved it from third par­ties not sub­ject to this Act as the prin­ci­pal addressee”.

This is also the rea­son why Artic­le 7(1)(e) of the Fede­ral Act per­mits the rest­ric­tion, refu­sal or post­po­ne­ment of access to an offi­ci­al docu­ment if rela­ti­ons bet­ween the Con­fe­de­ra­ti­on and the can­tons may be affec­ted as a result.

The BVGer thus express­ly deci­des against the mes­sa­ge to the BGÖ:

5.3 It must be ack­now­led­ged, howe­ver, that the Fede­ral Coun­cil part­ly takes a dif­fe­rent posi­ti­on in the dis­patch. The­re it is sta­ted that if an orga­nizati­on that is not part of the fede­ral admi­ni­stra­ti­on makes a docu­ment available to the admi­ni­stra­ti­on within the mea­ning of Art. 2 para. 1 let. b FCO, then this docu­ment in prin­ci­ple only con­cerns a “public task” to the ext­ent that the orga­nizati­on con­cer­ned is its­elf sub­ject to the FCO. (cf. dis­patch, p. 1995). Howe­ver, this posi­ti­on is not con­vin­cing: it con­tra­dicts the afo­re­men­tio­ned state­ments of the Fede­ral Coun­cil, accor­ding to which infor­ma­ti­on from third par­ties that are not sub­ject to the Fede­ral Act at all can con­sti­tu­te an offi­ci­al docu­ment (cf. again Fede­ral Coun­cil, p. 1993). It is not appa­rent why this should be exclu­ded in the case of infor­ma­ti­on from third par­ties that are other­wi­se even sub­ject to the FCO. This is pre­cis­e­ly what is cri­ti­ci­zed in the doc­tri­ne (cf. Kurt Nusp­li­ger, in: Stämpf­lis Hand­kom­men­tar, Öffent­lich­keits­ge­setz, 2008, Art. 5 Rz. 23). The Fede­ral Admi­ni­stra­ti­ve Court has alre­a­dy sta­ted that this cri­ti­cism is justi­fi­ed (see BVGE 2013/50 E. 5.2.4).

The FAC the­r­e­fo­re applies the Fede­ral Con­sti­tu­tio­nal Court to the pre­sent case. Within the frame­work of the balan­cing of inte­rests, it comes to the con­clu­si­on that the “con­sidera­ble public inte­rest in the dis­clo­sure of the job start dates and the job per­cen­ta­ges of the com­plainants” cle­ar­ly out­weighs the “stron­gly rela­ti­vi­zed” pri­va­te inte­rests of the com­plai­ning phy­si­ci­ans. Whe­ther the balan­cing of inte­rests is based on Art. 7 para. 2 of the Fede­ral Data Pro­tec­tion Act or on Art. 9 para. 2 of the Fede­ral Data Pro­tec­tion Act in con­junc­tion with Art. 19 of the Fede­ral Data Pro­tec­tion Act is left open. Art. 19 FADP, the FAC lea­ves open; the rela­ti­on­ship bet­ween the­se pro­vi­si­ons the­r­e­fo­re remains unclear.

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