The Austri­an Fede­ral Admi­ni­stra­ti­ve Court (BVwG) has ruled in the Judgment W214 2254151 – 1 of August 21, 2024 in con­nec­tion with a dis­pu­te bet­ween two con­do­mi­ni­um owners and the administrator:

  • The owners’ con­sump­ti­on data is indis­pu­ta­b­ly per­so­nal data within the mea­ning of the GDPR.
  • Who the respon­si­ble par­ty is depends on who de fac­to deci­des on the pro­ce­s­sing:

    The ali­gnment of the defi­ni­ti­on as the per­son respon­si­ble […] is gene­ral­ly a func­tion­a­list viewaccor­ding to which respon­si­bi­li­ty is deter­mi­ned on the basis of the actu­al influence is assi­gned to the decis­i­on. The means refers not only to the tech­ni­cal and orga­nizatio­nal methods, but also to the “how” of pro­ce­s­sing. This refers to decis­i­ons, how which data is pro­ce­s­sed, to whom it is trans­mit­ted or when it is dele­ted. Respon­si­bi­li­ty can also ari­se from the de fac­to anti­ci­pa­ti­on of a decis­i­on. If an actor actual­ly and de fac­to makes the decis­i­on to start pro­ce­s­sing data, this actor is to be regard­ed as the con­trol­ler within the mea­ning of the GDPR. The decisi­ve fac­tor is who deci­des and not who deci­des lawful­ly.

  • The­r­e­fo­re, the pro­ces­sor who pre­su­mes to make such a deter­mi­na­ti­on is not only a Pro­ces­sor in breach of con­tractbut also a respon­si­ble per­son (inclu­ding the FDPIC i.S. Xplain):

    For exam­p­le, a pro­ces­sor can beco­me a con­trol­ler if it deter­mi­nes the pur­po­ses and means of pro­ce­s­sing its­elf wit­hout being legi­ti­mi­zed to do so […].

  • With regard to the distinc­tion bet­ween the con­trol­ler and the pro­ces­sor, the BVwG fol­lows the cor­re­spon­ding Gui­de­lines of the EDSA the “Cen­ter of gra­vi­ty theo­ry”, which the BayL­DA in par­ti­cu­lar sta­tes in its FAQ (see here):

    The role of a pro­ces­sor is not deter­mi­ned by the type of enti­ty that pro­ce­s­ses data, but by its spe­ci­fic acti­vi­ties in a given con­text. […] In prac­ti­ce, the ser­vice pro­vi­der may, in cases whe­re the ser­vice pro­vi­ded not spe­ci­fi­cal­ly for pro­ce­s­sing pro­ce­s­sing of per­so­nal data or in which such pro­ce­s­sing is inten­ded to not a key ele­ment of the ser­vice be able to inde­pendent­ly deter­mi­ne the pur­po­ses and means of this pro­ce­s­sing, which is neces­sa­ry for the pro­vi­si­on of the ser­vice. In this case, the ser­vice pro­vi­der as sepa­ra­te respon­si­ble per­son and not as a pro­ces­sor. A case-by-case ana­ly­sis is required […].

  • The per­son respon­si­ble may also be neither access to the per­so­nal data has still con­trols the­se:

    The ECJ also sta­tes in two recent decis­i­ons that the cir­cum­stances that the natu­ral or legal per­son, public aut­ho­ri­ty, agen­cy or other body does not its­elf pro­cess per­so­nal data or does not its­elf have direct access to the per­so­nal data do not pre­clude it from being clas­si­fi­ed as a con­trol­ler within the mea­ning of Art. 4(7) GDPR (ECJ 05.12.2023, C‑683/21, para. 35, and ECJ 07.03.2024, C‑604/22, para. 69). The fact that a con­trol­ler does not con­trol the per­so­nal data it recei­ves and dis­se­mi­na­tes it unch­an­ged can­not have any influence on the que­sti­on of whe­ther it can be con­side­red a con­trol­ler (ECJ 11.01.2024, C‑231/22, para. 37 and 38, Moni­teur Belge).

  • In the pre­sent case, the Pro­per­ty mana­ger a respon­si­ble per­sonbecau­se they :

    In the pre­sent case, the co-par­ti­ci­pa­ting par­ty [sc. the admi­ni­stra­tor] – as estab­lished – com­mis­sio­ned i‑GmbH with the annu­al meter rea­ding […] under a ser­vice agree­ment. The con­clu­ded ser­vice con­tract inclu­des, among other things, the scope of ser­vices […], the data requi­red for the pre­pa­ra­ti­on of the invoice and the ser­vices of i‑GmbH […]. The co-par­ti­ci­pa­ting par­ty has the­r­e­fo­re […] influence the decis­i­on on the pur­po­ses and means of pro­ce­s­sing in its own inte­rest taken. […] espe­ci­al­ly sin­ce the co-par­ti­ci­pa­ting par­ty has made the final decis­i­on to actively appro­ve the man­ner of processing […].
    The co-par­ti­ci­pa­ting par­ty has also ente­red into an agree­ment with i‑GmbH. Agree­ment con­clu­ded on order pro­ce­s­sing in accordance with Art. 28 GDPRfrom which it fol­lows that i‑GmbH […] is bound by the ins­truc­tions [of the co-par­ti­ci­pa­ting party].
    Con­tra­ry to the state­ments of the aut­ho­ri­ty con­cer­ned, […] the fact that the co-par­ti­ci­pa­ting par­ty does not draw up the hea­ting cost state­ments its­elf and can­not amend or cor­rect the indi­vi­du­al invoices eit­her, becau­se it does not its­elf car­ry out any pro­ce­s­sing ope­ra­ti­ons rela­ting to per­so­nal data in con­nec­tion with the statement […]. […].

The que­sti­on as to whe­ther pro­per­ty owners and pro­per­ty manage­ment com­pa­nies should joint­ly respon­si­ble are. This is undoub­ted­ly a case-by-case decis­i­on. In prac­ti­ce (at least in Switz­er­land), howe­ver, real estate manage­ment com­pa­nies or insti­tu­tio­nal owners often requi­re the con­clu­si­on of an agree­ment on joint respon­si­bi­li­ty, which descri­bes, among other things, the spe­ci­fic data flows (e.g. noti­fi­ca­ti­on of the tenant report, reser­va­ti­on of con­sent to cer­tain ren­tals, pro­ce­du­re in the event of debt coll­ec­tion cases, etc.), but also the rights of the data sub­jects (e.g. infor­ma­ti­on of the tenants by the mana­ger also with regard to the pro­ce­s­sing of the ownership).