Take-Aways (AI)
  • FDPIC published strict infor­ma­ti­on sheet on pati­ent forms, based on the FADP, expects ser­vice pro­vi­ders to adapt forms.
  • Duty to inform in accordance with Art. 19 FADP: acti­ve, imme­dia­te­ly acce­s­si­ble infor­ma­ti­on requi­red; signa­tu­re not requi­red to con­firm acknowledgement.
  • Con­sent is not gene­ral­ly requi­red under the FADP; if neces­sa­ry, the FDPIC demands strict requi­re­ments for infor­ma­ti­on and specificity.
  • Data mini­mizati­on and secu­ri­ty: only coll­ect neces­sa­ry data, unse­cu­red elec­tro­nic trans­mis­si­on pro­ble­ma­tic, encryp­ti­on recommended.

On Sep­tem­ber 30, 2025, the FDPIC published an unda­ted and in places very strict infor­ma­ti­on sheet “Expl­ana­ti­ons on pati­ent forms for medi­cal and the­ra­peu­tic con­sul­ta­ti­ons”. published. This has also Att­or­ney Mar­tin Stei­ger reports.

The infor­ma­ti­on sheet is based on the DSG and the­r­e­fo­re not on can­to­nal data pro­tec­tion law, which applies to can­to­nal hos­pi­tals, and not on pro­fes­sio­nal secrets pro­tec­ted by cri­mi­nal law. It con­siders the Doctor/patient rela­ti­on­shipbut should also lar­ge­ly app­ly to other the­ra­peu­tic pro­fes­si­ons. The back­ground to the infor­ma­ti­on sheet is the fact that many umbrel­la orga­nizati­ons and asso­cia­ti­ons of ser­vice pro­vi­ders pro­vi­de tem­pla­tes for decla­ra­ti­ons of con­sent (such as the FMH), which rai­se que­sti­ons regar­ding data pro­tec­tion, which is why the FDPIC wants to rai­se awa­re­ness among ser­vice pro­vi­ders (“Lerb”). He express­ly expects a Cus­to­mizati­on of formswhe­re necessary.

Infor­ma­ti­on

First of all, the leaf­let addres­ses the Duty to inform accor­ding to Art. 19 f. FADP, but con­ta­ins not­hing new or sur­pri­sing here. At most, it indi­ca­tes a ten­den­cy towards a strict atti­tu­de with regard to the avai­la­bi­li­ty of information:

In addi­ti­on, the con­trol­ler must actively pro­vi­de infor­ma­ti­on; when obtai­ning the data, the con­trol­ler must ensu­re that the data sub­ject does not have to search for or request the infor­ma­ti­on first, but can access it imme­dia­te­ly. In other words, the doc­tor must ensu­re that the pati­ent can take note of the infor­ma­ti­on in an appro­pria­te man­ner; howe­ver, he or she does not have to ensu­re that the pati­ent actual­ly does so.

It is of cour­se cor­rect to point out that the Lerb No con­fir­ma­ti­on of ack­now­led­ge­ment needs:

It should be empha­si­zed here that, in con­trast to con­sent (see chap­ter 2), this is “only” infor­ma­ti­on, and expli­cit ack­now­led­ge­ment is not a pre­re­qui­si­te for vali­di­ty. Whe­ther the doc­tor com­plies with the duty to inform is the­r­e­fo­re not depen­dent on the patient’s signa­tu­re. The pati­ent is not obli­ged to con­firm that he or she has taken note of the infor­ma­ti­on. To avo­id crea­ting unneces­sa­ry pro­blems, it is the­r­e­fo­re bet­ter not to requi­re a signature.

Con­sent

The infor­ma­ti­on sheet beg­ins the topic of con­sent with a sen­tence that can be under­lined twice:

Accor­ding to the DSG Con­sent not a pre­re­qui­si­te for doc­tors to pro­cess the per­so­nal data of patients.

This applies to all par­ti­cu­lar­ly sen­si­ti­ve data (and even more so to all other data). Con­sent may of cour­se be requi­red, but this is not always the case.

If con­sent is requi­red, the usu­al requi­re­ments app­ly, which the FDPIC intends to app­ly very strictly:

  • Infor­med: Here, the FDPIC first assu­mes that Art. 19 FADP the mini­mum con­tent of what infor­ma­ti­on is requi­red for infor­med consent:

    The data sub­ject must the­r­e­fo­re recei­ve at least the infor­ma­ti­on spe­ci­fi­ed in Artic­le 19 FADP. Depen­ding on the con­text and type of data pro­ce­s­sed, fur­ther expl­ana­ti­ons may be requi­red to enable the data sub­ject to assess the scope of the consent.

    It is que­stionable whe­ther this applies in abso­lu­te terms, but in prac­ti­ce it is likely to app­ly as a rule becau­se and as long as no high requi­re­ments are pla­ced on the duty to pro­vi­de infor­ma­ti­on, which is ulti­m­ate­ly only inten­ded to enable a request for information.

    Howe­ver, it is wrong to sta­te that the infor­ma­ti­on “must” be “as com­pre­hen­si­ve as pos­si­ble” – it only has to be suf­fi­ci­ent, more is always pos­si­ble. The state­ment that the decla­ra­ti­on of con­sent must also include the “Con­se­quen­ces of non-con­sent” and “the way in which the per­son uses his or her Revo­ke con­sent or can assert their right of access”. It can hard­ly be argued that a pati­ent can­not form a genui­ne will to con­sent wit­hout this information.

  • Spe­ci­fic: Here, the FDPIC does not allow blan­ket con­sent, and right­ly so, of cour­se. Howe­ver, he is also very strict here when he wri­tes that pri­or con­sent to the dis­clo­sure of the dos­sier to a medi­cal spe­cia­list is inva­lid; the con­sent can be given in wri­ting. only be obtai­ned when the que­sti­on spe­ci­fi­cal­ly ari­ses. Pri­or con­sent “to the for­war­ding of any debt coll­ec­tion pro­ce­e­dings to a third-par­ty com­pa­ny” is also inva­lid. The­re is no justi­fi­ca­ti­on here eit­her.

    Ulti­m­ate­ly, howe­ver, the FDPIC’s posi­ti­on here boils down to eit­her a kind of For­feit­u­re of con­sent over time or to assu­me that a pati­ent can­not accept a cer­tain lack of cla­ri­ty. The­re is no basis for eit­her in the case of respon­si­ble pati­ents. Moreo­ver, the FDPIC’s posi­ti­on would not be limi­t­ed to the heal­th­ca­re sec­tor – all sec­tors with sen­si­ti­ve data, inclu­ding the finan­cial sec­tor, could no lon­ger obtain such con­sent in gene­ral terms and con­di­ti­ons. Howe­ver, the FDPIC only comm­ents on data pro­tec­tion, not on cri­mi­nal law. A dif­fe­rent stan­dard may very well app­ly here.

  • Vol­un­t­a­ri­nessno comm­ents.

Secu­re elec­tro­nic data disclosure

Con­sent to “unse­cu­red elec­tro­nic data dis­clo­sure” is pro­ble­ma­tic. Even purely admi­ni­stra­ti­ve exch­an­ges invol­ve data that is par­ti­cu­lar­ly wort­hy of pro­tec­tion and must the­r­e­fo­re be secu­red, e.g. through encryp­ti­on. Con­sent to unse­cu­red exch­an­ge is only pos­si­ble if the pati­ent has been infor­med of the risks and has agreed to it vol­un­t­a­ri­ly, which requi­res, among other things, an effec­ti­ve choice.

Pro­por­tio­na­li­ty

Accor­ding to this, the employee may not obtain more data than neces­sa­ry. Data such as mai­den name, marital sta­tus, natio­na­li­ty, busi­ness tele­pho­ne num­ber, occu­pa­ti­on and name of employer are gene­ral­ly not neces­sa­ry, sub­ject to indi­vi­du­al cases – in any case, the data con­trol­ler must always be able to justi­fy spe­ci­fic data pro­ce­s­sing. Exce­s­si­ve que­sti­on­n­aires should the­r­e­fo­re be corrected.

This is of cour­se cor­rect in prin­ci­ple, but only in prin­ci­ple. First­ly, the prin­ci­ple of pro­por­tio­na­li­ty by defi­ni­ti­on allo­ws for broad dis­creti­on, and data pro­tec­tion aut­ho­ri­ties – or the FDPIC – can­not sub­sti­tu­te their dis­creti­on for that of the con­trol­ler (a non-emer­gen­cy prac­ti­ce would be cor­rect). Second­ly, a vio­la­ti­on can be justi­fi­ed, pos­si­bly also by prac­ti­ca­bi­li­ty con­side­ra­ti­ons (inso­far as the­se are not alre­a­dy taken into account in the appli­ca­ti­on of pro­por­tio­na­li­ty itself).