Inter­pel­la­ti­on Mich­aud Gigon (21.4408): Taking a clo­ser look at the self-regu­la­ti­on of debt coll­ec­tion companies

Sub­mit­ted text

This case once again demon­stra­tes the aggres­si­ve and inap­pro­pria­te beha­vi­or of debt coll­ec­tion agen­ci­es, even when a cla­im is unfoun­ded. It also rai­ses the que­sti­on of whe­ther the debt coll­ec­tion indu­stry is at all capa­ble of pre­ven­ting such abu­si­ve situa­tions, even if the Fede­ral Coun­cil in its 2017 report in ful­fill­ment of the postu­la­te Comte 12.3641 reli­es on this self-regulation.

The Fede­ral Coun­cil also belie­ves that the cur­rent legal instru­ments are suf­fi­ci­ent. Howe­ver, it is the case that the­re is almost no case law in civil mat­ters rela­ting to debt coll­ec­tors and that the few civil law decis­i­ons are unpu­blished first instance judgments. This gap sug­gests that debt coll­ec­tors often drop the mat­ter to avo­id set­ting pre­ce­dents. But few peo­p­le even go to court. They are more likely to give in to pres­su­re and pay the claims and the exce­s­si­ve and/or unfoun­ded coll­ec­tion fees deman­ded of them.

In 2020, the coll­ec­tion indu­stry laun­ched a com­plaints body and imple­men­ted a code of con­duct. To date, we are not awa­re of any results from the acti­vi­ties of this body. Alt­hough the body con­siders its­elf aut­ho­ri­zed to check whe­ther the basic claims are justi­fi­ed, it refu­ses to com­ment on the que­sti­on of fees. Howe­ver, the Fédé­ra­ti­on roman­de des con­som­ma­teurs (French-spea­king con­su­mer pro­tec­tion asso­cia­ti­on) notes that com­plaints about debt coll­ec­tion agen­ci­es are ste­adi­ly incre­a­sing and main­ly con­cern the level of fees.

We thank the Fede­ral Coun­cil for its ans­wers to the fol­lo­wing questions:

1. how can a uni­form appli­ca­ti­on of the law in the coll­ec­tion indu­stry is gua­ran­teed and Abu­se pre­ven­ted become?

2. how to make the prac­ti­ce of self-regu­la­ti­on of the indu­stry trans­pa­rent design and con­vin­ce them­sel­ves of their effectiveness?

3. would the estab­lish­ment of an inde­pen­dent Ombud Office, which could deci­de both on the prac­ti­ces of debt coll­ec­tors and on the issue of fees, not ensu­re that debtors’ rights are bet­ter taken into account?

4. how can an inde­pen­dent Super­vi­si­on be ensu­red about the prac­ti­ces of coll­ec­tion agen­ci­es to pre­vent abuses?

State­ment of the Fede­ral Coun­cil from 16.02.2022

1. as sta­ted by the Fede­ral Coun­cil in its report “Frame­work con­di­ti­ons for the prac­ti­ces of debt coll­ec­tion com­pa­nies” of 22 March 2017 in respon­se to the postu­la­te Comte 12.3641 and in its respon­se to the inter­pel­la­ti­on Mich­aud Gigon 21.3551 “Set­ting Limits on the Prac­ti­ces of Debt Coll­ec­tion Agen­ci­es,” see the Code of Obli­ga­ti­ons, the Cri­mi­nal and unfair com­pe­ti­ti­on law as well as the Data pro­tec­tion law The exi­sting rules pro­vi­de opti­ons for taking action against inap­pro­pria­te or aggres­si­ve prac­ti­ces on the part of debt coll­ec­tors. In prac­ti­ce, the exi­sting rules can be enforced by all available means, for exam­p­le also by means of model lawsuits, pilot pro­ce­s­ses or, if neces­sa­ry, also asso­cia­ti­on lawsuits. This should pre­vent abu­ses and result in a uni­form appli­ca­ti­on of the law.

In this con­text, spe­cial infor­ma­ti­on and awa­re­ness cam­paigns are also conceiva­ble, with which, for exam­p­le, con­su­mer pro­tec­tion asso­cia­ti­ons can play an acti­ve role in ensu­ring the cor­rect and uni­form appli­ca­ti­on of exi­sting law.
Once again, it is important to recall the supre­me court rulings in which the Fede­ral Supre­me Court held that the thre­at of legal action as a means of exer­ting pres­su­re to pay non-exi­stent or unen­forceable claims con­sti­tu­tes a cri­mi­nal offen­se under cri­mi­nal law. Coer­ci­on can ful­fill (Art. 181 StGB, SR 311.0; cf. judgments of the Fede­ral Supre­me Court 6B_8/2017 E. 2 and 6B_1074/2016 E. 2.3).
2. as the Fede­ral Coun­cil has sta­ted on seve­ral occa­si­ons, he sees no need for action by the legis­la­tu­re (see comm­ents on the Mo. flat 17.3561 and 20.3689; Rep­ly to Ip. Mich­aud Gigon 21.3551), but wel­co­mes the self-regu­la­ti­on of the indu­stry. It is also incum­bent on the indu­stry to ensu­re the neces­sa­ry trans­pa­ren­cy and to sub­ject its­elf to the­se self-impo­sed regu­la­ti­ons. From the Fede­ral Council’s point of view, it would be desi­ra­ble to ensu­re com­pli­ance with the legal requi­re­ments for the asser­ti­on of coll­ec­tion fees (see report of March 22, 2017, item 4.1).
3./4. The estab­lish­ment of an inde­pen­dent Ombudsman’s Office or a super­vi­so­ry aut­ho­ri­ty could poten­ti­al­ly faci­li­ta­te law enforce­ment for debtors. Howe­ver, the estab­lish­ment and main­ten­an­ce of such struc­tures would con­sidera­ble effort and high costs cau­se. Moreo­ver, the govern­ment orde­ring of such mea­su­res repres­ents a Encroach­ment on their eco­no­mic free­dom (Art. 27 and 94 BV), which may not be under­ta­ken light­ly. In its report “Frame­work con­di­ti­ons for the prac­ti­ces of debt coll­ec­tion com­pa­nies” of March 22, 2017, the Fede­ral Coun­cil asses­sed a com­pre­hen­si­ve regu­la­ti­on of the debt coll­ec­tion indu­stry as not pro­por­tio­na­te and thus not justi­fi­ed in view of the alre­a­dy exi­sting means. As men­tio­ned, the Fede­ral Coun­cil curr­ent­ly sees no rea­son to return to this assess­ment (see most recent­ly respon­se to Ip. Mich­aud Gigon 21.3551).