Take-Aways (AI)
  • The OLG Munich qua­li­fi­es let­ters, emails, tele­pho­ne notes, file notes and minu­tes rela­ting to the plain­ti­ff as per­so­nal data pur­su­ant to Art. 4 No. 1 GDPR.
  • Art. 15 para. 3 GDPR grants an inde­pen­dent right to the pro­vi­si­on of copies in the form in which the infor­ma­ti­on is available to the con­trol­ler; redac­tions pos­si­ble in accordance with Art. 15 para. 4 GDPR.
  • Cri­ti­cism: The court applies the term “per­so­nal data” too broad­ly; only spe­ci­fic parts of a docu­ment that con­tain per­so­nal infor­ma­ti­on are in need of protection.

In a ruling issued on Octo­ber 4, 2021, the Munich Hig­her Regio­nal Court (Ref. 3 U 2906/20) took a hard line. The case con­cer­ned a cla­im for infor­ma­ti­on within the mea­ning of Art. 15 GDPR – inclu­ding the pro­vi­si­on of copies – against the back­ground of a civil cla­im dis­pu­te. The plain­ti­ff had Copies of, among other things, tele­pho­ne notes, memos, minu­tes, e‑mails, etc. deman­ded. The defen­dant pro­vi­ded infor­ma­ti­on, but did not give the plain­ti­ff any copies. The Munich Regio­nal Court I upheld the cor­re­spon­ding action. The Munich Hig­her Regio­nal Court dis­missed the appeal.

The core of the ruling is the fol­lo­wing state­ment by the OLG Munich:

[…] Accor­ding to Art. 4 No. 1 GDPR, per­so­nal data are any infor­ma­ti­on rela­ting to an iden­ti­fi­ed or iden­ti­fia­ble natu­ral per­son. […] The lat­ter requi­re­ment is met if the infor­ma­ti­on is lin­ked to a spe­ci­fic per­son by vir­tue of its con­tent, pur­po­se or effects (BGH NJW 2021, 2726 m.w.Nachw.). With regard to the data held by the defen­dants, a con­nec­tion to the plain­ti­ff can be drawn in each case from the sub­ject or the interlo­cu­tor. Let­ters and e‑mails of the plain­ti­ff to the defen­dants are in prin­ci­ple to be regard­ed as per­so­nal data accor­ding to Art. 4 No. 1 DS-GVO accor­ding to their enti­re con­tent. […] Tele­pho­ne notes, file notes and minu­tes as inter­nal notes at the defen­dants con­tai­ning infor­ma­ti­on about the plain­ti­ff are also to be clas­si­fi­ed as per­so­nal data. Here, the defen­dants record what the plain­ti­ff said by tele­pho­ne or in per­so­nal con­ver­sa­ti­ons (see only BGH NJW 2021, 2726 mar­gi­nal no. 25).

After this intro­duc­tion, the OLG exami­nes the Copy entit­le­ment. Here, the OLG fol­lows the view that the cla­im for copies pur­su­ant to Artic­le 15 (3) of the GDPR stands inde­pendent­ly along­side the cla­im for infor­ma­ti­on pur­su­ant to Artic­le 15 (1) of the GDPR and con­fers an inde­pen­dent cla­im for surrender:

4) The sub­ject mat­ter of this cla­im is not mere­ly direc­ted at an abstract enu­me­ra­ti­on of the exi­sting infor­ma­ti­on, as this is alre­a­dy con­tai­ned in the right to infor­ma­ti­on pur­su­ant to Artic­le 15 (1) of the GDPR. Rather, the cre­di­tor has a Entit­le­ment to be pro­vi­ded with the infor­ma­ti­on in the form in which it is available to the respon­si­ble per­son […]. A neces­sa­ry pro­tec­tion of the debtor is ensu­red by the pos­si­bi­li­ty of redac­tion accor­ding to Art. 15(4) GDPR.

The very broad appli­ca­ti­on of the con­cept of per­so­nal data cer­tain­ly gives rise to cri­ti­cism. If every docu­ment con­tai­ning per­so­nal data as a who­le is a per­so­nal data, then every tele­pho­ne direc­to­ry as a who­le is also a per­so­nal data for every sub­scri­ber. This, of cour­se, is not the case. Rather, the court should have exami­ned for each part of the rele­vant docu­ments whe­ther that part still satis­fies the noti­on of per­so­nal data, accor­ding to the cri­te­ria men­tio­ned by the OLG its­elf (con­tent, pur­po­se or effects of the infor­ma­ti­on; ela­bo­ra­ted on by the then Artic­le 29 Working Par­ty in the Opi­ni­on 4/2007 on the con­cept of “per­so­nal data). In a docu­ment, the­r­e­fo­re, only that infor­ma­ti­on is per­so­nal data which rela­tes direct­ly to the data sub­ject, which has the pur­po­se of making a state­ment about the data sub­ject, or which is likely to affect the data sub­ject in a rele­vant way becau­se of the con­tent of the infor­ma­ti­on. Only to this ext­ent do que­sti­ons of redac­tion arise.

This is basi­cal­ly a mat­ter of cour­se: data pro­tec­tion law rela­tes to per­so­nal data, i.e., to per­so­nal infor­ma­ti­on in embo­di­ed form, and not to docu­ments. Under­stan­ding the right to infor­ma­ti­on as a right to inspect files is the­r­e­fo­re a con­cep­tu­al error.