Take-Aways (AI)
  • Access to the medi­cal records of decea­sed per­sons may not be denied sole­ly on the grounds of post-mor­tem pri­va­cy protection.
  • Data pro­tec­tion laws also app­ly to the per­so­nal data of decea­sed per­sons; can­to­nal law has a legal loopho­le in this respect.
  • Requests for access must be gran­ted if the appli­cant can pro­ve a legi­ti­ma­te inte­rest and the­re are no over­ri­ding public or pri­va­te inte­rests to the contrary.
  • Full access to ori­gi­nal files is not pro­por­tio­na­te due to medi­cal con­fi­den­tia­li­ty; dis­clo­sure to an inter­me­dia­ry medi­cal con­fi­dant is permissible.

Issu­an­ce of medi­cal records.
– The reque­sted access to the medi­cal records can­not be denied on grounds of the post-mor­tem pro­tec­tion of the per­so­na­li­ty of the decea­sed per­son (reci­tal 2).
– The rele­vant data pro­tec­tion laws are also appli­ca­ble to the pro­ce­s­sing of per­so­nal data of a decea­sed per­son (Rec. 3).
– With regard to the right to inspect per­so­nal files of decea­sed per­sons, the­re is no gene­ral regu­la­ti­on in can­to­nal law; in this respect, the­re is a genui­ne gap in the law (rec. 4a‑c).
Requests for access to the medi­cal records of decea­sed per­sons shall be com­plied with if the appli­cants demon­stra­te an inte­rest in the infor­ma­ti­on or accessThe appli­ca­ti­ons are not oppo­sed by any spe­cial legal pro­vi­si­ons or over­ri­ding public or pri­va­te inte­rests (Rec. 4d).
– In view of the para­mount importance of the pro­tec­tion of medi­cal sec­re­cy under cri­mi­nal law, full inspec­tion of the ori­gi­nal files of the decea­sed per­son is not to be per­mit­ted; it pro­ves to be pro­por­tio­nal to Files only of a media­ting medi­cal con­fi­dant on behalf of the rela­ti­ves for their ori­en­ta­ti­on to be issued under con­di­ti­on (Rec. 4e).

The comm­ents on medi­cal con­fi­den­tia­li­ty and the balan­cing against the dis­clo­sure inte­rests of rela­ti­ves are interesting:

It is reco­gnized in doc­tri­ne and case law that clo­se rela­ti­ves of a per­son who has been kil­led may have an inde­pen­dent cla­im for satis­fac­tion (Art. 47 of the Swiss Code of Obli­ga­ti­ons of March 30, 1911 (OR); Roland Brehm, Ber­ner Kom­men­tar, 2nd edi­ti­on, Bern 1998, Art. 47 N 31 f., N 141 ff., each with refe­ren­ces). In this sen­se the com­plainants have a legi­ti­ma­te inte­rest in kno­wing the par­ti­cu­lar cir­cum­stances of the death of their rela­ti­ve in order to be able to cla­ri­fy and enforce the basis for a pos­si­ble cla­im under lia­bi­li­ty law. Sin­ce after the death of R.M. the only pos­si­bi­li­ty to obtain know­ledge of the­se cir­cum­stances is the release of the doc­tors of the IPD from medi­cal sec­re­cy by the super­vi­so­ry aut­ho­ri­ty, the prin­ci­ple of sub­si­dia­ri­ty is respec­ted. The com­plainants’ inte­rest in dis­clo­sure, howe­ver, is out­weig­hed by the Con­fi­den­tia­li­ty inte­rest regar­ding infor­ma­ti­on about the decea­sed R.M.. A review of the medi­cal records shows that they con­tain high­ly per­so­nal data of R.M. which are par­ti­cu­lar­ly wort­hy of pro­tec­tion and which were ent­ru­sted to the phy­si­ci­ans in the cour­se of tre­at­ment or which they had per­for­med in the exer­cise of their pro­fes­si­on. In par­ti­cu­lar, the­se docu­ments also con­tain con­fi­den­ti­al infor­ma­ti­on con­cer­ning the rela­ti­on­ship bet­ween the decea­sed and his rela­ti­ves. It can­not the­r­e­fo­re be assu­med wit­hout fur­ther ado that a per­son, even if he or she was clo­se­ly asso­cia­ted with clo­se rela­ti­ves, would have allo­wed his or her medi­cal dos­sier to be ful­ly and unre­st­ric­ted­ly acce­s­si­ble to them sole­ly on the basis of this cir­cum­stance (decis­i­on of the II Public Law Divi­si­on of the Fede­ral Supre­me Court of 26 April 1995 i.S. X c. Spi­tal von P. u. Staats­rat des Kan­tons Genf, in: Pra 85 No. 94 p. 294). The com­plainants are cer­tain­ly able to assert a supe­ri­or inte­rest in the dis­clo­sure of data in the medi­cal records that out­weighs the inte­rest in sec­re­cy, inso­far as the­se data are fac­tual­ly rela­ted to the basis of lia­bi­li­ty and their know­ledge is neces­sa­ry to cla­ri­fy the chan­ces of liti­ga­ti­on and to enforce the cla­im.. They are quite right that their inte­rests would be taken into account in a more opti­mal way if they them­sel­ves could inspect the medi­cal records to the full ext­ent. Howe­ver, in view of the para­mount importance of the pro­tec­tion of medi­cal sec­re­cy under cri­mi­nal law, the full inspec­tion of the ori­gi­nal files reque­sted by them must not be per­mit­ted; all the more so as this is not abso­lut­e­ly neces­sa­ry in the pre­sent case.. For the con­te­sted decis­i­on of the lower court to release the files only to a media­ting medi­cal con­fi­dant on behalf of the com­plainants for their ori­en­ta­ti­on, sub­ject to a con­di­ti­on, does ade­qua­te justi­ce both to the inte­rest – ser­ving abo­ve all the pro­fes­sio­nal per­for­mance of the medi­cal pro­fes­si­ons – in the non-dis­se­mi­na­ti­on of high­ly per­so­nal facts ent­ru­sted to the medi­cal per­sons in the con­text of their pro­fes­sio­nal func­tions, and to that of the com­plainants to obtain know­ledge of the rele­vant facts giving rise to the cla­im, and the­r­e­fo­re com­plies with the prin­ci­ple of pro­por­tio­na­li­ty. Such a regu­la­ti­on has pro­ven its­elf espe­ci­al­ly with regard to medi­cal infor­ma­ti­on and allo­ws for a balan­ced solu­ti­on to the con­flict of inte­rest at hand (decis­i­on of the II Public Law Divi­si­on of the Fede­ral Supre­me Court of April 26, 1995 i.S. X c. Spi­tal von P. u. Staats­rat des Kan­tons Genf, in: Pra 85 No. 94 p. 294; ZBl 91/1990 p. 364). Thus, Art. 8 para. 3 FADP sti­pu­la­tes that the owner of a data file may have data rela­ting to the health of the data sub­ject com­mu­ni­ca­ted by a phy­si­ci­an desi­gna­ted by him or her.

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