Take-Aways (AI)
  • Das Bun­des­ge­richt unter­sagt einer Tes­si­ner Bank, US-Behör­den Daten von zwei Anwäl­ten und einer Kanz­lei auf­grund des DSG zu übermitteln.
  • Eine Daten­her­aus­ga­be an die USA ver­letzt grund­sätz­lich Per­sön­lich­keits­rech­te, weil die USA kei­nen ange­mes­se­nen Daten­schutz gemäss Art. 6 Abs. 1 DSG bieten.
  • Aus­nah­me­zu­las­sung erfor­dert zwin­gen­de öffent­li­che Inter­es­sen; Bank konn­te nicht nach­wei­sen, dass die Her­aus­ga­be zum Zeit­punkt uner­läss­lich gewe­sen wäre.

With today’s Media release (Octo­ber 5, 2016), the Fede­ral Supre­me Court published its ruling of Sep­tem­ber 22, 2016 (4A_83/2016), which pro­hi­bi­ted a Tici­no bank, based on the DPA, from pro­vi­ding the U.S. aut­ho­ri­ties, as part of the U.S. tax pro­gram, with data on two att­or­neys who had mana­ged accounts at the Tici­no bank as agents for U.S. cli­ents and on a law firm that had pro­vi­ded U.S. cli­ents to the Tici­no bank.

The inten­ded release of data to the U.S. aut­ho­ri­ties con­sti­tu­tes in prin­ci­ple a vio­la­ti­on of the pri­va­cy of the data sub­jects, sin­ce the U.S. does not have legis­la­ti­on that ensu­res ade­qua­te data pro­tec­tion within the mea­ning of Artic­le 6(1) FADP. Under the­se cir­cum­stances, release of the data may be justi­fi­ed under the Data Pro­tec­tion Act if this is indis­pensable to safe­guard over­ri­ding public inte­rests (Artic­le 6(2) FADP). Sin­ce this requi­re­ment must be met at the time the data is han­ded over, the cir­cum­stances may chan­ge in the cour­se of the pro­ce­e­dings. In this sen­se, the pro­vi­si­on of data to the US aut­ho­ri­ties would be indis­pensable if, wit­hout the pro­vi­si­on of data, it could be assu­med that the tax dis­pu­te with the USA would esca­la­te again and that the Swiss finan­cial cen­ter would be adver­se­ly affec­ted and Switzerland’s repu­ta­ti­on as a relia­ble nego­tia­ting part­ner would be impai­red. The com­plainant bank does not suf­fi­ci­ent­ly demon­stra­te that dis­clo­sure at this point in time is indis­pensable to safe­guard the public inte­rest. As a result, the Com­mer­cial Court does not vio­la­te any law when it pro­hi­bits the disclosure.