Take-Aways (AI)
  • Accor­ding to the Admi­ni­stra­ti­ve Court of Trier, the aut­ho­ri­ty did not have to inform the data sub­ject in accordance with Art. 13 GDPR becau­se the data sub­ject had to be awa­re of the file pro­cess and the­re was a legal obli­ga­ti­on to keep files.
  • Court took into account the pro­tec­ti­ve pur­po­se of the GDPR and allo­wed the excep­ti­on gene­rous­ly, as the regu­la­ti­on is inten­ded to pro­tect per­so­nal data, not to enforce the law in the best pos­si­ble way.

On Dec. 2, 2019, the Trier Admi­ni­stra­ti­ve Court, in a decis­i­on not available to the public (7 L 4487/19.TR), held that when a public aut­ho­ri­ty atta­ches a file pro­cess was not obli­ged to inform the data sub­ject in accordance with Art. 13 GDPRbecau­se the pro­cess of the affec­ted had to be known and a legal obli­ga­ti­on exi­sted for record kee­ping. The­se are the cri­te­ria that also app­ly in Switz­er­land – at least de lege lata – within the frame­work of recognizability.

The decis­i­on is note­wor­t­hy in that Art. 13 (4) GDPR pro­vi­des for an excep­ti­on to the infor­ma­ti­on obli­ga­ti­on only “if and to the ext­ent that the data sub­ject alre­a­dy has the infor­ma­ti­on”. The “infor­ma­ti­on” could also be inter­pre­ted in such a way that all man­da­to­ry infor­ma­ti­on of Art. 13 (1) and (2) GDPR is alre­a­dy known, which was pre­su­ma­b­ly not the case here. The court did not expli­ci­t­ly refer to this provision.

At the same time it held that Pro­tec­ti­ve pur­po­se of the GDPR is the right to pro­tec­tion of per­so­nal data and not asser­ti­on of a pen­si­on. In other words, it took into account the pro­tec­ti­ve pur­po­se of the GDPR in app­ly­ing an excep­ti­on gene­rous­ly – some­thing that the Fede­ral Supre­me Court did not con­sider in the CS ruling (BGE 138 III 425) with refe­rence to the right to infor­ma­ti­on unfort­u­n­a­te­ly did only (but still!) within the frame­work of the pro­hi­bi­ti­on of abu­se of rights:

Final­ly, an inf­rin­ge­ment by the defen­dant alle­ged by the appli­cant against Art. 13 of Regu­la­ti­on (EU) No. 2016/679 of the Euro­pean Par­lia­ment and of the Coun­cil of 27 April 2016 – Gene­ral Data Pro­tec­tion Regu­la­ti­on – by the Attach­ment of a case file wit­hout appro­pria­te infor­ma­ti­on to the appli­cant does not lead to the for­mal unlawful­ness of the admi­ni­stra­ti­ve act. For accor­ding to Art. 1 para. 2 Gene­ral Data Pro­tec­tion Regu­la­ti­on the Regu­la­ti­on ser­ves to pro­tect the fun­da­men­tal rights and free­doms of natu­ral per­sons, and in par­ti­cu­lar their right to the pro­tec­tion of per­so­nal data (see also reci­tals 1 and 2 of the Regu­la­ti­on). In con­trast, the pur­po­se of the regu­la­ti­on is not to enable a civil ser­vant to assert his or her rights to the best pos­si­ble ext­ent.. […] Moreo­ver, such infor­ma­ti­on is alre­a­dy unneces­sa­ry becau­se – as the appli­cant as a civil ser­vant must be awa­re – the issu­an­ce of an admi­ni­stra­ti­ve act is sub­ject to the fol­lo­wing con­di­ti­ons is regu­lar­ly pre­ce­ded by the crea­ti­on of a file and the defen­dant, moreo­ver, accor­ding to § Sec­tion 50 p. 1 Civil Ser­vice Sta­tus Act – BeamtStGis obli­ged to crea­te and main­tain a per­son­nel file. In light of the fore­go­ing, the court is not pre­clu­ded from con­side­ring the admi­ni­stra­ti­ve record sub­mit­ted by the defen­dant in rea­ching its decision.