Take-Aways (AI)
  • The Thur­gau Admi­ni­stra­ti­ve Court gran­ted par­ti­al access to the medi­cal histo­ry: Only medi­cal­ly media­ted dis­clo­sure limi­t­ed to infor­ma­ti­on neces­sa­ry to cla­ri­fy an alle­ged tre­at­ment error lea­ding to death.
  • The right to infor­ma­ti­on on data pro­tec­tion (Art. 8 FADP) does not pass to heirs; the com­plainant can­not deri­ve com­pre­hen­si­ve access or release from pro­fes­sio­nal sec­re­cy from this.

The brot­her of a per­son who died as a result of com­pli­ca­ti­ons from medi­cal tre­at­ment reque­sted infor­ma­ti­on from the hos­pi­tal in que­sti­on. Howe­ver, the com­pe­tent aut­ho­ri­ty, the Depart­ment of Finan­ce and Social Affairs, refu­sed to release him from the obli­ga­ti­on of medi­cal sec­re­cy (StGB 321 No. 2). The Admi­ni­stra­ti­ve Court of the Can­ton of Thur­gau rejec­ted the appeal against this decis­i­on (Decis­i­on of the Admi­ni­stra­ti­ve Court VG.2015.126/E of Novem­ber 18, 2015) well, becau­se it weigh­ted the inte­rest in infor­ma­ti­on about the tre­at­ment hig­her than the lower court. Howe­ver, the dis­clo­sure had to be limi­t­ed to what was neces­sa­ry and had to be made vica­rious­ly through a physician:

6.4 With regard to the inte­rests of the decea­sed, howe­ver, it can­not be assu­med in prin­ci­ple that he, even if he was clo­se­ly asso­cia­ted with his brot­her as well as with his life part­ner and their com­mon son, would have per­mit­ted sole­ly on the basis of this cir­cum­stance that his medi­cal histo­ry be made ful­ly and wit­hout rest­ric­tion acce­s­si­ble to his brot­her or his imme­dia­te fami­ly (cf. in this regard also the judgment of the Fede­ral Supre­me Court of 26 April 1995 in Pra 85 [1996] No. 94 E. 3). Howe­ver, it must be assu­med that the cla­ri­fi­ca­ti­on of the que­sti­on of whe­ther he died due to incor­rect tre­at­ment is in the pre­su­med inte­rest of the decea­sed per­son. The weig­hing of the inte­rests in the pre­sent case the­r­e­fo­re only allo­ws for a Par­ti­al dis­clo­sure of medi­cal histo­ry with regard to tho­se data that are direct­ly rela­ted to the death and are neces­sa­ry to assess whe­ther a tre­at­ment error at the K led to the death of C sel. Howe­ver, this pre­clu­des the com­plainant from inspec­ting the com­ple­te medi­cal records. The same also applies to his att­or­ney, who can­not at the same time also pro­tect the con­flic­ting inte­rests of the decea­sed. Howe­ver, the con­flict bet­ween the inte­rest in inspec­tion and the inte­rest in sec­re­cy can be resol­ved by gran­ting the reque­sted inspec­tion of the medi­cal histo­ry to a doc­tor whom the com­plainant can appoint hims­elf, but who must have a pro­fes­sio­nal licen­se to prac­ti­ce in Switz­er­land so that the pro­fes­sio­nal and per­so­nal qua­li­fi­ca­ti­ons are ensu­red. Art. 8 para. 3 FADP also pro­vi­des for the com­mu­ni­ca­ti­on of medi­cal data to the data sub­ject via a phy­si­ci­an. The lat­ter may only inform the com­plainant about the con­tent of the medi­cal histo­ry to the ext­ent that the inte­rest in inspec­tion requi­res, which in the pre­sent case is limi­t­ed to the que­sti­on of whe­ther a tre­at­ment error led to the death of C sel. (cf. also the decis­i­on of the Schaff­hau­sen Hig­her Court of 22 Decem­ber 1989, ZBl 91/1990 p. 364 ff.). The appeal is the­r­e­fo­re to be appro­ved in the sen­se of the con­tin­gent appli­ca­ti­on. The medi­cal records of C sel. are to be han­ded over to a media­ting tru­sted medi­cal per­son on behalf of the complainant.

With refe­rence to the right to infor­ma­ti­on under Art. 8 DPA, which was also invo­ked by the brot­her, the VGer TG held here (as also the Insu­rance Court TG in the decis­i­on VV.2015.142/E of 1 July 2015) sta­tes that the right to infor­ma­ti­on does not pass to the heirs and, in accordance with the Case law of the Fede­ral Supre­me CourtThe court ruled that the objec­ti­ve of the pro­ce­e­dings, name­ly the inspec­tion of medi­cal records, was not in line with the right to information:

4 The com­plainant reli­es first of all on Art. 1 para. 7 VDSG for the release from medi­cal pro­fes­sio­nal sec­re­cy. Howe­ver, this is con­tra­dic­ted by the fact that the right to infor­ma­ti­on under data pro­tec­tion law does not pass to the heirs. As the Fede­ral Court sta­ted in BGE 140 V 464 E. 4.2, the right to infor­ma­ti­on under Art. 8 FADP is inten­ded to enable the data sub­ject to exer­cise his or her other data pro­tec­tion rights.. This also applies to Art. 1 VDSG, which regu­la­tes the moda­li­ties of the right to infor­ma­ti­on. Thus, the objec­ti­ve in the pre­sent pro­ce­e­dings is also not con­si­stent with the cor­re­spon­ding pro­vi­si­ons of the DPA and the VDSGThe­r­e­fo­re, the com­plainant can­not deri­ve anything in his favor from the right to infor­ma­ti­on under data pro­tec­tion law. In this respect, it can be left open whe­ther the­re is any legal basis at all for Art. 1 (7) FADP, which Urs Mau­rer-Lamb­rou and Simon Kunz cle­ar­ly deny in the Bas­ler Kom­men­tar, Datenschutzgesetz/Öffentlichkeitsgesetz, 3rd ed., Basel 2014, in para. 6 on Art. 2 FADP.